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重慶仲裁委員會關于適用《聯合國國際貿易法委員會仲裁規則》的程序指引(中英)
2018-11-27 / 重慶仲裁委員會
重慶仲裁委員會
關于適用《聯合國國際貿易法委員會仲裁規則》的程序指引
 
 
第一條 為便于境內外當事人選擇適用《聯合國國際貿易法委員會仲裁規則》(下稱《貿法會仲裁規則》),重慶仲裁委員會(下稱本會)根據《貿法會仲裁規則》《中國重慶兩江國際仲裁中心仲裁規則》,制定本指引。
第二條 仲裁案件屬于以下情形之一的,適用本指引:
(一)當事人約定由本會仲裁,適用《貿法會仲裁規則》的;
(二)當事人約定適用《貿法會仲裁規則》仲裁,由本會行使指定仲裁員等協助管理職責的。
第三條 當事人仲裁地有約定的,從其約定。當事人沒有約定的,仲裁地為香港,除非仲裁庭另有決定。
第四條 本會就下列事項進行管理:
(一)指定仲裁員;
(二)就仲裁員回避作出決定;
(三)仲裁案件財務管理;
(四)《貿法會仲裁規則》規定的其他職責。
經當事人或仲裁庭請求,本會可以提供下列服務:
(一)協助仲裁庭與當事人之間、當事人互相之間的通訊;
(二)協助轉遞當事人的財產保全等申請;
(三)提供庭審服務,包括但不限于提供開庭室、提供錄音錄像設施、安排翻譯、制作庭審筆錄;
(四)推薦調解機構或者談判促進機構以促進當事人和解。
第五條 申請人應向本會提交符合《貿法會仲裁規則》相關規定的書面仲裁申請,并繳付立案費。
第六條 當事人未就仲裁庭組成人選達成一致意見的,或當事人共同指定的仲裁庭組成人選不能履行仲裁員職責且當事人未能就更換仲裁員人選達成一致意見的,由本會根據《貿法會仲裁規則》的規定履行指定仲裁員職能。
申請本會指定仲裁員的一方應當向本會預繳指定仲裁員的費用。
第七條 《貿法會仲裁規則》第13條第4款規定的情形下,當事人應向本會提交仲裁員回避書面申請,說明具體理由,并向本會預繳作出仲裁員回避決定的費用。
本會可以將當事人的回避申請轉交其他當事人和仲裁庭所有人員,其他當事人和仲裁庭成員可以對回避申請提出書面意見。
仲裁員是否回避,由本會主任在30日內作出決定。
第八條 根據《貿法會仲裁規則》的規定,本會收取和管理的仲裁費用包括:
(一)立案費用及相關管理費用;
(二)仲裁員報酬及仲裁庭的各項必要開支。
申請仲裁時,當事人應向本會繳付立案費,并預繳相關管理費用。
仲裁庭組成后,當事人應按照其與仲裁員的約定或仲裁庭的指示向本會預繳仲裁員報酬及仲裁庭的必要開支。
在仲裁過程中,若一方當事人未按照規定預繳相關費用,本會應通知其他當事人,以便由其他當事人代繳。若仍未繳付,本會可建議仲裁庭以其認為合適的形式繼續程序、中止或終止程序。
本指引所附《仲裁費用規定》構成本指引的組成部分。
第九條 仲裁員的報酬由當事人與仲裁員協商確定,并按照《貿法會仲裁規則》第41條的規定提交給本會管理。
第十條 仲裁庭應向當事人列明仲裁庭的各項必要開支明細,包括但不限于交通費用、住宿費用、餐飲費用等,并附上相應的憑證或說明。
第十一條 本會及其工作人員不對仲裁庭在仲裁程序中的錯誤、疏忽及所作出的裁決承擔責任。
第十二條 指引所稱《貿法會仲裁規則》系指2013年版《貿法會仲裁規則》,當事人另有約定的除外。
當事人約定適用《貿法會仲裁規則》1976年版或2010年版的,本指引中涉及2013年版的相應條款將為此目的自動調整為1976年版或2010年版的相應條款;1976年版或2010年版沒有相應條款規定的,仍以2013年版為準。
第十三條 指引由本會解釋。
第十四條 指引自2018年10月27日起施行。

 

 

 
Procedural Guidelines of China Chongqing Arbitration Commission on the Application of the UNCITRAL Arbitration Rules
 
Article 1 In order to facilitate parties both at home and abroad to choose the application of the Arbitration Rules of the United Nations Commission on International Trade Law (hereinafter referred to as the “UNCITRAL Arbitration Rules”), the Guidelines are formulated by China Chongqing Arbitration Commission (hereinafter referred to as the “CQAC”) based on the UNCITRAL Arbitration Rules as well as the Arbitration Rules of China Chongqing Liangjiang International Arbitration Center.
 
Article 2 The Guidelines shall be applied to an arbitration case under any of the following circumstances:
 
(1) Where the parties agree the case to be arbitrated by the CQAC according to the UNCITRAL Arbitration Rules;
 
(2) Where the parties agree the case to be arbitrated according to the UNCITRAL Arbitration Rules to which the CQAC shall render assistance in management such as appointing arbitrators.
 
Article 3 Where the parties have agreed upon the place of arbitration, such place agreed shall prevail. Where they have not made such an agreement, the place of arbitration shall be Hong Kong unless the Arbitral Tribunal otherwise decides.
 
Article 4 The CQAC shall conduct management regarding the following:
 
(1) Designating arbitrators;
(2) Making decisions on the withdrawal of arbitrators;
(3) Financial management of arbitration cases;
(4) Other duties as stipulated in the UNCITRAL Arbitration Rules.
 
Upon request by the parties or the Arbitral Tribunal, the CQAC may provide the following services:
 
(1) Assisting the parties to communicate with the Arbitral Tribunal and to communicate with each other;
(2) Assisting in the transfer of applications for property preservation by the parties;
(3) Providing trial-related services, including but not limited to providing courtrooms, providing audio and video recording facilities, arranging translations and making trial transcripts;
(4) Recommending a mediation organization or a negotiation agency to promote the reconciliation between parties.
 
Article 5 An applicant shall file with the CQAC a written application for arbitration that complies with the relevant provisions of the UNCITRAL Arbitration Rules and pay the case-acceptance costs.
 
Article 6 If the parties fail to reach an agreement on the members of the Arbitral Tribunal, or a member of the Arbitral Tribunal jointly designated by the parties fails to perform his duties of the arbitrator and the parties fail to reach an agreement on the replacement of him, the CQAC shall fulfill the duty of designating arbitrators pursuant to the provisions of the UNCITRAL Arbitration Rules.
 
The party who applies for the appointment of arbitrator shall prepay the fees to the CQAC for such appointment.
 
Article 7 A party who finds any circumstance as stipulated in paragraph 4 of Article 13 of the UNCITRAL Arbitration Rules shall file with the CQAC a written application for withdrawal of arbitrator accompanied with the specific grounds therefor, and make an advance payment to the CQAC for the decision on the arbitrator’s withdrawal .
 
The CQAC may transfer the withdrawal application of the party to other parties and all members of the Arbitral Tribunal who may submit written opinions regarding such application.
 
The chairman of the CQAC will make a decision on whether to withdraw the arbitrator within a 30-day period.
 
Article 8 According to the UNCITRAL Arbitration Rules, the arbitration fees to be charged and managed by the CQAC include:
 
(1) Case-acceptance costs and related management fees;
(2) Arbitrators’ remuneration and the necessary expenses of the Arbitral Tribunal.
 
A party when applying for arbitration shall pay the case-acceptance costs and prepay the relevant management fees to the CQAC.
 
After the formation of the Arbitral Tribunal, the parties shall, in accordance with their agreement with the arbitrators or the direction of the Arbitral Tribunal, prepay the arbitrators’ remuneration and the necessary expenses of the Arbitral Tribunal to the CQAC.
 
In the course of arbitration, if one party fails to advance the relevant fees, the CQAC shall notify the other parties to make such advancement. If the fees remain outstanding after the notice, the CQAC may recommend that the Arbitral Tribunal continue, suspend or terminate the proceedings in such form as it thinks fit.
 
The Arbitration Fees Schedule attached hereto constitutes an integral part of these Guidelines.
 
Article 9 The arbitrators’ remuneration shall be determined by the parties and the arbitrators through consultation and shall be submitted to the CQAC for management in accordance with the provisions of Article 41 of the UNCITRAL Arbitration Rules.
 
Article 10 The Arbitral Tribunal shall specify to the parties the details of the necessary expenses of the Arbitral Tribunal, including but not limited to transportation expenses, accommodation expenses, catering expenses, etc., with corresponding vouchers or instructions.
 
Article 11 The CQAC and its staff members shall assume no liability for the errors, omissions and awards made by the Arbitral Tribunal in the arbitral proceedings.
 
Article 12 Unless otherwise agreed by the parties, the UNCITRAL Arbitration Rules mentioned herein shall refer to the 2013 version of the UNCITRAL Arbitration Rules.
 
Where the parties agree to apply the 1976 or 2010 version of the UNCITRAL Arbitration Rules, the provisions herein covering the 2013 version thereof will be automatically adjusted for this purpose to the corresponding provisions in the 1976 or 2010 version; if the 1976 or 2010 version has no such corresponding provisions, the original provisions in the 2013 version shall still prevail.
 
Article 13 The power to interpret these Guidelines is vested in the CQAC.
 
Article 14 These Guidelines shall come into effect as of ,2018.
 
 

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